securities operation

Article 10 The entrusted securities firm should undertake custody fee and business operation cost during custody.

第十条被托管证券公司应当承担托管费用和托管期间的营运费用.

A securities company may not lend its self-operation account any other person.

证券公司不得将其自营账户借给他人使用.

Article 10 The entrusted securities firm should undertake custody fee and business operation cost during custody.

第十条被托管证券公司应当承担托管费用和托管期间的营运费用.

Furthermore, this thesis described applying dedicated accounting processes in accordance with distinctive operation purposes based on practical securities company stock index stock self running cases.

本文从证券公司股指期货自营业务实务出发，说明根据不同操作目的采用的不同的会计处理方法。

Therefore, this thesis argues that institutional investors' band operation of Equity Capital ( including stocks and securities investment funds) has actually formed a certain behavioral arbitrage to securities investment funds.

因此本文认为，机构投资者对权益类资产（包括股票和证券投资基金）波段操作，事实上构成了对证券投资基金的行为套利。

China already has the securities company withdrawal mechanism in operation, but in a certain sense, the related institutions are out of sight.

我国在实践中已有证券公司退出市场，但退出制度在某种意义上尚处于真空状态。

Reengineering the broking marketing system and integrating resources become the way for securities to reform operation.

而整合资源、构建有效的经纪业务营销体系则成为证券公司实现经纪业务转型的主要途径.

On this basis, we can draw some lessons. Again, the operation of any system is not in a vacuum, certain foundations are needed. The securities of the operation& support system, including theoretical, policy and organizational supports will be discussed.

再次，任何体系的运行都不是在真空中进行的，都需要为其提供一定的基础，为此，NAEP的运行的保障&支持系统，包括理论保障、政策保障和制度保障也将予以讨论。

Finally, the paper makes several policy recommendations for the regulatory authorities, enterprises, investors, hoping to do a favor for regulating the effective operation of the GEM and providing value for GEM companies and the securities market.

最后本文为监管部门、企业、投资者提出政策建议，希望能为规范创业板市场的有效运作，为创业板公司和证券市场的更好发展提供价值。

Without a Securities Business Permit, a securities company may not engageany business operation of securities.

未取得经营证券业务许可证, 证券公司不得经营证券业务.